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United States v. Bustamante

Summarized by:

  • Court: 9th Circuit Court of Appeals Archives
  • Area(s) of Law: Evidence
  • Date Filed: 08-07-2012
  • Case #: 11-50075
  • Judge(s)/Court Below: Circuit Judge B. Fletcher for the Court; Circuit Judge Wardlaw; Partial Concurrence and Partial Dissent by District Judge Wardlaw

For purposes of admissibility, a transcript of a birth certificate constitutes an 鈥渁ffidavit testifying to the contents of the birth records.鈥 Admission of such evidence without the opportunity for cross-examination violates the Confrontation Clause.

Napoleon Bustamante appealed his convictions of illegal reentry, making a false statement in a passport application, and making false statements in supplemental security income benefits. All convictions relied on the government鈥檚 showing that he was not a United States citizen. To prove citizenship, the government introduced Exhibit 1, a typed document that was a transcript of his birth certificate from the Philippines, which a civil registrar produced for the Air Force鈥檚 citizenship investigation decades earlier. Bustamante unsuccessfully objected to admission of this evidence based on proof of poor record keeping and that the Philippine government no longer had his birth records. On appeal, the Court found that admission of Exhibit 1 violated the Confrontation Clause of the Sixth Amendment because it was: not a copy of his birth certificate but a new record; an 鈥渁ffidavit testifying to the contents of the birth records;鈥 鈥渇unctionally identical鈥 to a testimony; and 鈥渕ade under circumstances which would lead an objective witness reasonably to believe that the statement would be available for use at a later trial.鈥 Bustamante never had opportunity to cross-examine the civil registrar and to 鈥渢est the reliability of a significant part of the government鈥檚 case.鈥 The government failed to prove that the district court鈥檚 error in admitting the evidence was harmless beyond a reasonable doubt. Exhibit 1 was important to the Government鈥檚 case, directly answered the key question of where Bustamante was born, and buffered the new information of the Philippines鈥檚 lack of birth records. Thus, the district court erred in admitting Exhibit 1 into evidence. REVERSED and REMANDED.

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