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Thomas v. Chappell

Summarized by:

  • Court: 9th Circuit Court of Appeals Archives
  • Area(s) of Law: Habeas Corpus
  • Date Filed: 05-10-2012
  • Case #: 09-99024
  • Judge(s)/Court Below: Circuit Judge Graber for the Court; Circuit Judge Bea; Dissent by Circuit Judge O'Scannlain

When a defense attorney unreasonably fails to investigate and locate witnesses to corroborate a witness鈥檚 critical testimony and support the primary defense strategy of third-party culpability in a difficult-to-decide case, such performance prejudices the defendant.

Ralph International Thomas was convicted of murdering Greg Kniffin and Mary Gioia. At his initial trial, the prosecution presented circumstantial evidence to the jury, and did not present a motive, a murder weapon, or physical evidence directly linking Thomas to the crime. The defense attorney, James Chaffee, adopted a primary defense strategy of providing an alternate theory for who committed the murders. Chaffee called only one witness, a homeless woman named Vivian Cercy. Cercy provided information about another possible suspect; however, Chaffee provided no evidence or witnesses to corroborate Cercy鈥檚 story. The jury deliberated for nearly 5 full days, indicating a difficult decision, and the jury requested readbacks of Cercy鈥檚 testimony. The jury found Thomas guilty and he was sentenced to death. Thomas filed a state habeas petition with the California Supreme Court, alleging ineffective assistance counsel due to Chaffee鈥檚 failure to investigate witnesses to corroborate Cercy鈥檚 testimony. The California Supreme Court held that Chaffee鈥檚 inquiries were unreasonably deficient, but that Chaffee鈥檚 performance did not prejudice Thomas. Thomas then filed a federal habeas petition. The district court ruled that Chaffee鈥檚 failure to find additional witnesses constituted constitutionally deficient performance that prejudiced Thomas. On appeal, the Ninth Circuit found that the corroborating evidence could have reasonably altered the outcome of the case, because the original case against Thomas was circumstantial, the jury was conflicted about Thomas鈥檚 guilt, and the jury鈥檚 conflict hinged on Cercy鈥檚 story. Had Chaffee conducted a reasonable investigation, he would have found at least three of eleven potential witnesses to corroborate Cercy鈥檚 critical testimony, thereby creating a reasonable doubt as to Thomas鈥檚 guilt. Therefore, the Court held that Chaffee鈥檚 deficient representation prejudiced Thomas in his initial trial. AFFIRMED.

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